The Division of Examinations has revamped and updated its exam priorities according to its most recent release, 2023 Exam Priorities (here). Consistent with its typical approach the Division plans to focus on a blend of topics and issues in its …
The Division of Examinations has revamped and updated its exam priorities according to its most recent release, 2023 Exam Priorities (here). Consistent with its typical approach the Division plans to focus on a blend of topics and issues in its …
Investment advisers are among the most regulated securities professionals. The reason is straight forward – the advisory is where the client funds are often kept. Frequently, the advisor has discretion over those assets and the investments giving him or her …