Year: 2022

Chair Gensler has frequently discussed crypto assets and the need for additional action by Congress in the form of legislation. The Enforcement Division at the Commission has periodically brought actions centered on crypto transactions, alleging that the assets involved are …

Crypto Firm Pays $50 Million to Settle with SEC Read More »

Investment advisers have long been one of the key focus area for SEC Enforcement. Today is no different. Investment advisers continue to be an important area for enforcement. Cases against advisers frequently turn on undisclosed or inadequately disclosed conflicts of …

SEC Prevails Against IA on Summary Judgement Read More »

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