Year: 2021

Insider trading has long been a staple of the SEC Enforcement Division. This past week the Commission filed an international insider trading action in which one person was the center of a series of insider trading episodes involving three investment …

SEC Files International Insider Trading Case Read More »

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As the holidays unfold, and the thoughts of many turn to gatherings of family and friends, the Commission and other regulators and law enforcement agencies continued to focus on existing trends. A number of actions discussed in announcements, for example, …

This Week In Securities Litigation (Week of November 29, 2021) Read More »