Year: 2020

The end of the government fiscal year is rapidly approaching. Without looking at the calendar the point is obvious. The Commission filed over 20 actions last week – more than double the typical weekly number. The cases were based on …

This Week In Securities Litigation (Week of Sept. 28, 2020) Read More »

The standard model for an insider trading case has traditionally been the corporate executive who works on a company deal or the upcoming earnings call and trades before the firm discloses the information. Typically, either profits are reaped, or losses …

Retired Controller Returns to Save Firm, Insider Trades Read More »

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