This is the fourth in a series discussing new trends in SEC enforcement which impact corporate directors and officers and steps that can be taken to avoid future liability. Employees, the company and insider trading The enforcement of insider trading …
Year: 2012
Part IV: How Corporate Officials Can Get A Good Night’s Sleep Despite Current SEC Enforcement Trends
Part III: How Corporate Officials Can Get A Good Night’s Sleep Despite Current SEC Enforcement Trends
This is the third in a series discussing new trends in SEC enforcement which impact corporate directors and officers and steps that can be taken to avoid future liability. Directors and officers (cont) While enforcement officials are focusing on the …