This is the second in a series discussing new trends in SEC enforcement which impact corporate directors and officers and steps that can be taken to avoid future liability. Directors and officers Traditionally, the duties and obligations of corporate directors …
Year: 2012
Part II: How Corporate Officials Can Get A Good Night’s Sleep Despite Current SEC Enforcement Trends
How Corporate Officials Can Get A Good Night’s Sleep Despite Current SEC Enforcement Trends
This is the first of an eight part series discussing new trends in SEC enforcement which impact corporate directors and officers and steps that can be taken to avoid future liability. Introduction Enforcement officials and regulators are charting new, aggressive …