2024 – Page 2 – SEC ACTIONS

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Year: 2024

Commission Files Another Settled Insider Trading Case

Posted on November 05, 2024 by T. Gorman Posted in SECActions

Halting insider trading has long been a priority for the Commission. While the offense is not mentioned in the fraud provisions of the Securities Act or the Exchange Act, it is based on a breach of duty and has long …

Commission Files Another Settled Insider Trading Case

Tagged with: Insider trading, SEC

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Prepared:

Thomas O. Gorman

DC Attorney specializing in securities
and other agency litigation

Former SEC Senior Counsel, Enforcement
and Special Trial Counsel, GC Office

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