Year: 2023

Insider trading has long been prohibited by the Commission. While there is nothing in the text of Section 10(b) that specifically prohibits or even references insider trading, over the years the agency has brought a series of cases in which …

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Offering frauds are perhaps the most common type of enforcement action. They come in all shapes and sizes, ranging from selling hard to get tickets to Broadway plays to little know technologies that are supposed to perform all sorts of …