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Month: March 2023

Posted on by T. Gorman Posted in SECActions

Offering fraud cases just keep on coming. Indeed, there is a seemingly endless number of these cases. Earlier this week, for example, there was SEC v. Perera, an offering fraud action keyed to a claimed trading technique that was falsely …

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Posted on by T. Gorman Posted in SECActions

Offering frauds are one of the prevalent types of fraud the Commission’s Enforcement Division faces. Typically, each year cases involving offering frauds are among the largest group of cases initiated by the agency. One reason is that they come in …

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