Chair Gensler has frequently discussed crypto assets and the need for additional action by Congress in the form of legislation. The Enforcement Division at the Commission has periodically brought actions centered on crypto transactions, alleging that the assets involved are …
Year: 2022
SEC Prevails Against IA on Summary Judgement
Investment advisers have long been one of the key focus area for SEC Enforcement. Today is no different. Investment advisers continue to be an important area for enforcement. Cases against advisers frequently turn on undisclosed or inadequately disclosed conflicts of …