Year: 2021

The Commission has a full plate of issues to consider, ranging from payment for order flow to crypto. This past week, however, the focus was on how many cases were filed for the just ended government fiscal year. The Commission …

This Week In Securities Litigation (Week of October 4, 2021) Read More »

Maker-taker fees and payment for order flow are much discussed topics. SEC Chair Gensler, had repeatedly talked about payment for order flow, for example, suggesting that he wants to reform the process. Whether and when that may happen is an …

Wash Sales and Maker-Taker Fees Read More »

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