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Year: 2021

Posted on by T. Gorman Posted in SECActions

The Commission published a request for comments with respect to the use of digital engagement practices or DEPs this week, discussed below. In a separate statement, issued on August 27, 202, Chair Gensler highlighted two key points of concern. One …

This Week In Securities Litigation (Week of August 30, 2021) Read More »

Posted on by T. Gorman Posted in SECActions

Financial fraud has long been a focus of the Commission’s enforcement program. While over the years a series of significant actions have been initiated, in recent periods, there have been difficulties in identifying and initiating actions. This week the Commission …

SEC Files a Financial Fraud Action Read More »

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