The Dodd-Frank provisions on securities-based swaps were added to the Securities Act to protect investors when investing in those instruments. The securities typically have to be registered with the Commission to ensure that persons who are not eligible participants in …
Educational Investment Game is Security-Based Swap Read More »
The Department of Justice published two reports this week. One detailed DOJ’s efforts to wage battle against MS-13. The Report to Congress details those efforts which have resulted in numerous persons being charged in cases involving substantial monetary losses. A …
This Week In Securities Litigation (Week of October 26, 2020) Read More »