Year: 2020

The Commission released a series of statements by various officials regarding the continued dialogue with representatives of audit firms regarding the audit quality in China and other emerging markets in the wake of the Coronavirus virus (here). The Monetary Authority …

This Week In Securities Litigation (Week of Feb. 24, 2020) Read More »

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The number of cases against investment advisers has been steadily rising since before the current main street investor focus. Now the number of cases being brought each in that classification is at or near the top of those initiated by …

Advisory, Executives, Charged with Undisclosed Conflicts – Fraud Read More »

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