Year: 2020

The Commission continued to adopt rule amendments that are presented as pro-investors but which many find controversial. The amendments to the proxy rules adopted this week are proving controversial in this regard. Last week Enforcement continued with its retail investor …

This Week In Securities Litigation (Week of July 27, 2020) Read More »

Insider trading has long been a focus for the Commission’s Enforcement Division. While the cases can be difficult to detect, over the years the agency had developed a huge data base and critical data analytics that often aid in fretting …

Is the SEC Complying with Liu On Disgorgement?

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