Eight defendants settled with the Commission in one of its largest cyber security actions, the newswire trading and hacking scheme. SEC v. Dubovoy, Civil Action No. 2:15-cv-06076 (D.N.J.). The settling defendants are Arkadly Dubovoy, Igor Dubovoy, Southeastern Holding and Investment …
Year: 2020
Self-Reporting Yields, C&D, Disgorgement and Penalty
Insider trading is often thought of as difficult problem to detect and a complicated violation to prosecute. Sometimes that is true. The Commission has brought a number of very difficult and complex actions over the years. Many of those involved …
Self-Reporting Yields, C&D, Disgorgement and Penalty Read More »