Year: 2020

Eight defendants settled with the Commission in one of its largest cyber security actions, the newswire trading and hacking scheme. SEC v. Dubovoy, Civil Action No. 2:15-cv-06076 (D.N.J.). The settling defendants are Arkadly Dubovoy, Igor Dubovoy, Southeastern Holding and Investment …

SEC Settles with Newswire Hacking Traders Read More »

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Insider trading is often thought of as difficult problem to detect and a complicated violation to prosecute. Sometimes that is true. The Commission has brought a number of very difficult and complex actions over the years. Many of those involved …

Self-Reporting Yields, C&D, Disgorgement and Penalty Read More »

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