Month: June 2020

Insider trading is often thought of as difficult problem to detect and a complicated violation to prosecute. Sometimes that is true. The Commission has brought a number of very difficult and complex actions over the years. Many of those involved …

Self-Reporting Yields, C&D, Disgorgement and Penalty Read More »

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“It’s déjà vu all over again” Yogi Berra famously said. Is it? A flu virus, riots over injustice and angst over where everything is going – and that was 1968. And now we have a flu virus, riots and angst. …

This Week In Securities Litigation (Week of June 8, 2020) Read More »

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