Year: 2019

The Supreme Court granted certiorari in a case that may well have a very significant impact on the remedies available in Commission enforcement actions: Liu v. Securities and Exchange Commission, No. 18-1501 (Cert. granted Nov. 1, 2019). The question the …

Remedies in SEC Enforcement Actions: The End of Disgorgement? Read More »

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A look forward; a look back: The Supreme Court agreed to determine if the Commission can seek and obtain disgorgement as equitable relief for violations of the federal securities laws. Liu v. SEC, No. 18-1501. This case is on is …

This Week In Securities Litigation (Week of Nov. 4, 2019) Read More »

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