Year: 2019

A look forward; a look back: The Supreme Court agreed to determine if the Commission can seek and obtain disgorgement as equitable relief for violations of the federal securities laws. Liu v. SEC, No. 18-1501. This case is on is …

This Week In Securities Litigation (Week of Nov. 4, 2019) Read More »

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Anti-corruption and FCPA enforcement has long been a priority for the Commission as well as the DOJ. Many of these cases, while within the jurisdiction of the U.S., involve foreign firms and nationals. An action disclosed by the DOJ earlier …

DOJ Discloses Guilty Pleas to FCPA Charges by Oil Executives Read More »