Year: 2019

Financial fraud actions have long been a staple of the SEC’s Enforcement Division. In recent years, however, the number of those cases has been declining. Many of actions traditionally followed from restatements of the financial statements caused by material errors. …

Recidivist Firm Pays $5.5 Million To Settle SEC Financial Fraud Claims Read More »

Tagged with: ,

A trend toward increased telecommuting has been developing for years. Many firms have adopted the practice, permitting some employees to perform all, or at least part of their duties at home. The practice can have significant benefits for employees and …

The SEC and the Case of the Missing CFO Read More »

Tagged with: ,