Year: 2018

Cryptocurrencies have been a focus of SEC Enforcement in recent months. The Chairman and senior staff members have repeatedly cautioned investors regarding the risks of these instruments while extolling market professional such as securities lawyers, accountants and others regarding their …

SEC Halts ICO Coin Offering Supposedly Tied to Visa, MasterCard Read More »

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The Commission lost virtually all claims in an asset valuation case brought against a fund and two of its officials. The action was one of several brought as part of the Commission’s Aberrational Performance Inquiry which, prior to this action, …

SEC Asset Valuation Claims Rejected on Summary Judgment Read More »

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