2018 – SEC ACTIONS

This Week In Securities Litigation (Week ending April 27, 2018)

Posted on April 27, 2018 by T. Gorman Posted in SECActions

The fate of SEC ALJs was debated this week before the Supreme Court. Despite the fact that the Commission and Solicitor General confessed error, switched sides and joined with Petitioner to argue that historically the agency had violated the Constitution’s …

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Tagged with: conflicts, investment company act, offering fraud, SEC

SEC Penalizes Yahoo $35 Million For Massive, Undisclosed Cyber Theft

Posted on April 25, 2018 by T. Gorman Posted in SECActions

Cyber security has evolved into a key issue for every company. Media reports continue to chronicle new breaches. Many firms list cyber security as a significant risk factor in their periodic filings. While those factors may caution the public, many …

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Tagged with: cyber theft, SEC

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Year: 2018

This Week In Securities Litigation (Week ending April 27, 2018)

SEC Penalizes Yahoo $35 Million For Massive, Undisclosed Cyber Theft