Month: August 2018

The Commission has long encouraged firms and their executives to furnish forward looking information to investors and the markets. The MD&A section of company filings, for example, focuses in part on putting the investor in the seat of the executive …

SEC Sanctions Firm, Executives For Misleading Projections Read More »

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The attorney-client privilege serves the long, well-established goals of encouraging full and frank disclosure between an attorney and client, thereby promoting the public interest as the Supreme Court held in UpJohn v. U.S., 449 U.S. 383 (1981). Equally clear is …

Privilege In Government Investigations: The Walmart FCPA Case Read More »

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