Month: May 2018

Scienter has been a critical element of a claim based on Exchange Act Section 10(b) in an SEC enforcement action since the Supreme Court’s decision in Aaron v. SEC, 446 U.S. 680 (1980). It has also been a key element …

Ninth Circuit: Section 14(e) Does Not Require Scienter Read More »

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A political intelligence consultant, a former employee at the Centers for Medicare and Medicaid Services or CMS, and two partners at a New York hedge fund were found guilty by a jury on charges of conspiracy, securities fraud and wire …

Political Intelligence Consultant, CMS Official, Guilty of Insider Trading Read More »

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