The Commission has settled one action in which admissions were required since Jay Clayton became Chairman. In resolving its most recent financial fraud action the agency did not require the settling parties to make admissions of fact. The settlement was …
SEC Settles Financial Fraud Action – With Admissions In The U.K. Read More »
The Commission and the senior staff, along with other regulators, has repeatedly expressed concern regarding the lack of investor protections coupled and the hype surrounding all things cryptocurrency related. In one speech, for example, Chairman Clayton made it more than …
“Blockchain” Deal Spikes Share Price, SEC — Illegal Trades Yield $27M Read More »