Year: 2017

Disgorgement, one of the SEC’s primary remedies, was the focus of intense debate during arguments before the Supreme Court in Kokesh v. SEC, No. 16-529 (S.Ct.) earlier this week. At issue was whether the remedy is subject to the five …

Supreme Court Considers Time Limits On SEC Disgorgement Claims Read More »

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The SEC filed its third “suspicious trading” case this year as last week drew to a close. SEC v. One or More Unknown Traders, Civil Action No. 17 CV 2659 (S.D.N.Y. Filed April 13, 2017). As with its earlier suspicious …

SEC Files Another Suspicious Trading Case Read More »