Month: May 2017

In the first quarter of 2017 there was a record number of securities class actions filed, according to a new report by Cornerstone Research (here). In the first quarter of this year 127 securities class actions were filed compared to …

Surge In Securities Class Action Filings Reported In First Quarter Read More »

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Last week the SEC prevailed on a partial motion for summary judgment, obtaining a ruling that certain individuals involved in an offering fraud acted as unregistered broker dealers. This week, the Commission lost a long running battle in court when …

Jury Rejects SEC Market Crisis Fraud Claims Against Bank, CEO Read More »

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