Month: February 2017

The Commission prevailed in another trial last week with a jury finding in its favor and against the defendant. This action centered on misrepresentations made by a borrower to a broker in connection with margin loans. SEC v. Hall, Civil …

SEC Prevails in Another Trial Read More »

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NERA issued a report this week on Canadian class actions. Although the number of those actions filed last year increased compared to the year before, over the last several years the number of securities class actions filed in Canada has …

This Week In Securities Litigation (Week ending Feb. 24, 2017) Read More »

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