Year: 2016

Steven Cohen settled his long running case with the SEC. In the Matter of Steven A. Cohen, Adm. Proc. File No. 3-15382 (January 8, 2016). In the settlement Mr. Cohen consented to the entry of an order which precludes him …

The SEC’s Cohen Settlement Read More »

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During the holiday period the SEC filed three insider trading cases as administrative proceeding. Three actions were brought involving major Wall Street banks; one centered on “parking” allegations involving Morgan Stanley and a broker; a second on undisclosed conflicts at …

This Week In Securities Litigation (Holiday edition, Dec. 18, 2015 to Jan. 8, 2016) Read More »

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