A jury was unable to reach a verdict on half of the claims asserted by the SEC against two senior executives of Thornburg Mortgage, Inc., the second largest independent mortgage company in the country. The charges centered on a market …
A jury was unable to reach a verdict on half of the claims asserted by the SEC against two senior executives of Thornburg Mortgage, Inc., the second largest independent mortgage company in the country. The charges centered on a market …
Former SEC Commissioner Irving Pollock passed away on July 1, 2016. Irving Pollock is a central figure is the history of the U.S. Securities and Exchange Commission and modern securities regulation. He served on the staff of the agency in …
The Father of Modern Securities Regulation and SEC Enforcement Read More »