Month: January 2016

Last year there were more class action suits filed compared to the prior year. The actions were brought largely against companies traded on the two major exchanges in the biotech and healthcare sectors, according to a recent report by Cornerstone …

Securities Class Action Suits Increased in 2015 Read More »

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SEC enforcement is brining more actions, more administrative proceedings but obtaining lower amounts of penalties and disgorgement, according to a recent report by Cornerstone Research. SEC Enforcement Activity Against Public Company Defendants, Fiscal Years 2010 — 2015 (here). The number …

SEC Trends: More Enforcement Actions, More Administrative Proceedings, Less Sanctions Read More »

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