Year: 2015

The SEC has been investigating sovereign wealth funds and issues relating to the hiring of friends and family of foreign officials for some time. Now it has filed a settled action centered on both of those issues which contains a …

SEC- BNY Mellon Settle FCPA Charges Tied To Hiring Relatives of Officials Read More »

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The market crisis may have ended years ago, but not the SEC’s supply of cases from that time period. The agency filed a settled action in which those soliciting sophisticated investors misrepresented the risks of two funds, contrary to the …

SEC Files Another Settled Market Crisis Case Read More »

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