Year: 2015

The former Controller at Bernard L. Madoff Investment Securities LLC was sentenced following the entry of guilty pleas in 2012. He is the last of the Madoff employees to be sentenced to prison. U.S. v. O’Hara, Case No. 10-cr-00288 (S.D.N.Y.). …

Last Madoff Employee Sentenced to Prison Read More »

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SEC Commissioner Daniel Gallagher provided something of a score card for activities over the past five years he has served on the agency prior to his impending departure. To the surprise of few he panned the Dodd-Frank and the FSOC …

SEC Commissioner Gallagher On Dodd-Frank and Staff Divisions Read More »

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