Year: 2015

The SEC charged another investment professional with fraud and self-dealing. SEC v. Ahmed, Civil Action No. 3:15-cv-00675 (D. Conn. Filed May 5, 2015). Defendant Iftikar Ahmed is an investment professional who was a partner at Oak Investment Partners, a multistage …

Investment Professional Charged with Fraud, Self-Dealing by SEC Read More »

Tagged with: , ,

Student loans, and the debt burdening many students at graduation, is an important political topic. It is not generally a subject for the Securities and Exchange Commission. Nevertheless, at the center of is most recent enforcement action is an educational …

SEC Files Fraud Action Centered on Student Loans Read More »

Tagged with: ,