Year: 2015

The SEC and the PRC based affiliates of five major accounting firms entered into a settlement of proceedings initiated over the failure to produce audit work papers for issuers with substantial operations in China. The settlement, which provides a mechanism …

SEC – PRC Based Audit Firms Reach A Settlement Read More »

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The DOJ’s settlement with S&P for $1.4 billion, coupled with admissions of fact, made headlines this week. The settlement was joined by 19 states and the District of Columbia. The DOJ and the states will essentially split the settlement amount. …

This Week In Securities Litigation (Week ending February 6, 2015) Read More »

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