Month: February 2015

The Commission resolved its actions against the PRC based affiliates of five major accounting firms for failure to produce audit work papers. The settlement contains a series of procedures designed to facilitate production in the future tied to the MOU …

This Week In Securities Litigation (Week ending February 12, 2015) Read More »

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There is little doubt that the SEC is bringing more cases in an administrative forum. While the agency has not acknowledge the trend, over the last several months it has filed a series of insider trading cases as administrative proceedings …

SEC Brings Another Insider Trading Case As Administrative Proceeding Read More »

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