Year: 2014

The SEC brought two investment fraud actions. One centered on defendant Thomas J. Lawler, known as the Reverend Tom, and the sale of administrative remedies or ARs which eliminated the purchaser’s debt while yielding significant profits. SEC v. Lawler, 1:14-cv-02468 …

SEC Files Two Investment Fraud Actions Read More »

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An oil company that misrepresented the amount of reserves for a foreign oil property to raise money in an offering and increase its share price was charged by the SEC with fraud

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