Year: 2014

The Commission filed another in what appears to be an unending series of offering fraud actions. Unlike many of its prior cases, this action centers on a Respondent who kept shifting his scheme to continually raise more money at the …

SEC Brings Another Offering Fraud Case Read More »

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The Commission prevailed in three litigated decisions. The agency secured a favorable jury verdict in an action centered on an offering fraud. In two other cases — one based on misrepresentations regarding the only company product and a second alleging …

This Week In Securities Litigation (Week ending October 17, 2014) Read More »

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