2014 – SEC ACTIONS

Year: 2014

SEC, Would-be Hedge Fund Mogul Settle Bogus Takeover Offer Case

Posted on March 16, 2014 by T. Gorman Posted in SECActions

The SEC and a would-be hedge fund mogul settle a fraud suit centered on a bogus takeover effort

Tagged with: hedge funds, secactions, takeover

This Week In Securities Litigation (Week ending March 14, 2014)

Posted on March 13, 2014 by T. Gorman Posted in SECActions

A review of SEC enforcement and securities litigation this week.

Tagged with: breach of duty, disclosure, Insider trading, secactions, tender offer, variable annuity