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Year: 2013

Posted on by T. Gorman Posted in SECActions

Settlement trends in Commission enforcement actions last year show increases in most case categories, according to a study released by NERA economic consulting. In several categories the number of cases settled in the last fiscal year is the highest since …

This Week In Securities Litigation (Week ending January 18, 2013) Read More »

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Posted on by T. Gorman Posted in SECActions

A new report by NERA Economic Consulting titled “SEC Settlement Trends: 2H12 Update” details trends in recent Commission enforcement settlements. For the last fiscal year the top ten settlements range from the $285 million Citigroup Global Markets, Inc., which is …

New Report on Trends In SEC Settlements Read More »

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