Month: March 2013

Mary Jo White, President Obama’s nominee to become Chairman of the SEC, testified before the Senate Committee on Banking, Housing and Urban Affairs as part of the confirmation process. While some had anticipated that the testimony might be elongated or …

SEC Enforcement “Must be Bold and Unrelenting” Ms. White Says Read More »

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The SEC charged the State of Illinois with misleading investors when selling about $2.2 billion in municipal bonds over a four year period beginning in 2005. The proceeding alleges violations of Securities Act Sections 17(a)(2) and (3). In the wake …

SEC Charges State of Illinois with Misleading Investors Read More »

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