Month: March 2013

Mary Jo White, selected by the President as the next Chairman of the SEC, testified in her confirmation hearings before a Senate Committee this week. Ms. White promised the Committee that under her the agency would complete rule making for …

This Week In Securities Litigation (Week ending March 15, 2013) Read More »

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The Commission filed a settled insider trading case against a corporate executive who traded in advance of a tender offer while in possession of material, non-public information. SEC v. Lackey, Civil Action No. 2:13-CV-2153 (W.D. Tenn. Filed March 11, 2013). …

Corporate Executive Settles SEC Insider Trading Case Read More »

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