Month: February 2013

The Department of Justice filed one of the most significant market crisis cases this week against a major rating agency as a defendant. The case centers on years of false statements about ratings given to RMBS and CDOs, according to …

This Week In Securities Litigation (Week ending February 8, 2013) Read More »

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The Commission filed a settled insider trading action against a husband who is alleged to have misappropriated inside information about a merger from his wife and then traded, reaping illegal profits of over $29,000. SEC v. Balchan, Civil Action No. …

SEC Charges Husband With Insider Trading Using Wife’s Information Read More »

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