Month: February 2013

One day after H.J. Heinz Company announced it was being acquired by Berkshire Hathaway and 3G Capital Partners, the SEC filed an insider trading action seeking a freeze order over about $1.8 million in trading profits. SEC v. Certain Unknown …

Risk vs. Greed: Making A Large Purchase of Heinz Securities Just Before the Deal Announcement Read More »

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SEC Chairman Elise Walter and CFTC Chairman Gary Gensler testified before a Senate Committee this week, focusing on the implementation of Dodd-Frank. The SEC also approved the budget for the PCAOB. Two former senior executive in the organization of jailed …

This Week In Securities Litigation (Week ending February 15, 2013) Read More »

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