Month: January 2013

The Supreme Court heard argument this week on a case which may have a significant impact on the SEC’s enforcement program. It focuses on when the five year statute of limitations begins regarding the imposition of a penalty. The Commission …

This Week In Securities Litigation (Week ending January 11, 2013) Read More »

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In the wake of the worst market crisis since the great depression Main Street has clamored to hold the executives on Wall Street accountable. Perhaps more than any other agency the SEC has succeeded. It has brought dozens of market …

SEC Files Another Market Crisis Case, Naming Three Bank Executives Read More »

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