Month: January 2013

In this holiday shortened first week of the year, one of the most significant current cases moved forward with the entry of a not guilty plea by Mathew Martoma to insider trading charges. Mr. Martoma is the latest person charged …

This Week In Securities Litigation (Week ending January 4, 2013) Read More »

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The SEC’s 2012 Agency Financial Report details its performance over the last government fiscal year which ended September 30, 2012. Two sections are devoted to the enforcement program, one which is an overview of the Division’s work and an Appendix …

SEC Report Reviews Work of Enforcement Division Read More »

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