Year: 2012

The new Report of the OECD Working Group on Bribery details its recent work while providing an overview of anti-bribery enforcement around the globe. The Anti-Bribery Convention came into force in 1999. As of December 2011 there were 38 parties …

OECD: Global Corruption Enforcement Is On the Rise Read More »

Tagged with: , , ,

The Commission approved new rules regarding the much discussed consolidated audit trail this week while continuing to issue rules under Dodd-Frank. Now the exchanges and FINRA will be required to implement the provisions regarding the consolidated audit trail. SEC enforcement …

This Week In Securities Litigation (Week ending July 13, 2012) Read More »

Tagged with: , , , , ,