One of the hallmarks of SEC Enforcement in recent years has been aggressive insider trading actions. While the DOJ’s criminal cases often grab the headlines, the Commission’s market abuse unit has been hard at work, creating new investigative approaches which …
Year: 2012
THIS WEEK IN SECURITIES LITIGATION (Week ending April 6, 2012)
At the start of the second quarter the focus was on the White House where two pieces of securities litigation were signed into law by the President. First, the STOCK Act, prohibiting the already illegal insider trading by Congress was …
THIS WEEK IN SECURITIES LITIGATION (Week ending April 6, 2012) Read More »