Month: September 2012

The pre-IPO market in which shares of emerging companies are often available has been a key focus in recent months. Congress, for example, passed the JOBS Act earlier this year which, of course, has little to do directly with jobs …

A Caution About The Lack of Information in Pre-IPO Markets Read More »

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A corporate director and division CEO of a Fortune 1,000 company who systematically abused his position, obtaining payments from vendors and misappropriating company property, was undone by a whistleblower. The Commission filed a settled action naming the former director as …

Director Scofflaw Undone By Whistleblower Read More »

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