Each year at the program “SEC Speaks,†the Commission’s and staff gather to discuss recent events at the agency and future directions. Comments by the Commissioners this year recapped past events and raised important issues for future discussion. Chairman Schapiro …
Month: February 2012
FCPA CHARGE BROUGHT AGAINST THREE NOBLE EXECUTIVES
Recent set backs in FCPA prosecutions against individuals are not deterring the SEC. Last week the Department of Justice dismissed one of its highest profile FCPA prosecutions against individuals, the so-called African sting case. There 22 defendants had been indicted …
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